Equity Analyst Resume Sample Two

999 Main Street
Any Town, NY 99999
Tel: (999) 999-9999
Email: email@gmail.com

DONALD MARTIN

Performed financial modeling and fundamental analysis of companies and their underlying equities and provided investment recommendations to institutional clients.
Participated in 10 successful Initial Public Offerings (IPOs); as well as numerous secondary offerings.
Acted in a capacity of consultant advising new entrants to the capital markets on best financial reporting and investor relations practices.
Developed networks of professional contacts including company executives, consultants and institutional investors.

Research trade breaks ultimately maintaining and balancing all trading books, prior to market open.
Situated on the trading desk, providing constant support to front office (i.e. traders and multiple sales persons) ensuring new clients are properly set up with appropriate commission rates and settlement instructions, and ultimately all respective trading terms agreed upon.
Communicate effectively with clients, establishing key relationships, solving any issues, and addressing inquiries with respect to breaks and settlement.
Post market close, processing and booking all trades. Paying particular attention to manual, verbal fills and, or any distinct settlement instructions.
Revised buy in letter.
Ensure all legal and compliance documentation is provided by the client to avoid disruption in trading.
Attend multiple functions with traders, operations, and front office to facilitate client and broker relationship.
Main liaison between counter parties legal teams to ensure all Form 151-PB agreements were intact.
Work under increasingly time sensitive deadlines, i.e. Exchange Open & Close and DTC Close, and market changes, and with several internal and external systems.

Generated investment ideas through fundamental equity analysis and quantitative screening; conducted top-down and bottom-up analysis, identifying trends and sectors that will outperform the overall market.
Performed stock price valuations and make buy, sell and hold recommendation on individual stocks; built earning models and made recommendations on their inclusion into the fund.
Attended industry conferences where CEO’s and top executives pitched their stories; proceed to make strategic decisions based on their pitches and conducted further analysis.
Responsible for new idea generation and due diligence for PIPE, IPO, debt and equity deals.
Assisted in managing about $500 million in privately held assets.
Developed a database consisting of our universe of stock on MS Access to share and track the stock’s performance, significant events, and other analysts’ recommendations.
Researched retail companies on to restructure the firm’s universe of stocks.

New York University
MS in Financial Engineering, (2010) CGPA 3.5

Yale University (2004 – 2008)
Honors BS Specialist in Mathematics and Physics

Mat lab, C++, Java, R, Fortran, EViews, SAS, Bloom berg, MS Office, SQL, Maple, Excel and VBA

Canadian Citizen, do NOT need H1 sponsorship, fluent in Mandarin Chinese and some French